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Deadly equation
The
decision to impose this stateôs ultimate sanction is greatly
affected by where the murder occurs and the race of the victim
by Daniel C. Vock
When
Gov. George Ryan suspended Illinois executions more than two years
ago, he cited the failure of this states capital punishment
system to prevent innocent men from landing on Death Row. At the
same time, he charged a special commission with suggesting reforms.
Last April, the 14-member panel offered 85.
But
a study conducted alongside that top-to-bottom inspection of the
death penalty process points to other disturbing shortcomings for
which there may be no ready solutions: The decision to impose this
states ultimate sanction is greatly affected by where a murder
occurs and the race of the victim.
Whats
more unsettling is that Illinois isnt alone in this.
Panel
members, which included judges, prosecutors and public defenders,
examined every step in the system from police interrogations to
the governors clemency proceedings. But they also asked two
out-of-state scholars to do a statistical analysis of nonlegal factors
that could play a role in determining whether a defendant receives
a sentence of death.
The
state gave Glenn Pierce of Northeastern University in Boston and
Michael Radelet of the Univer-sity of Colorado in Boulder unprecedented
access to confidential state corrections records, Chicago homicide
data, federal homicide reports and other information from state
and local law enforcement sources. Pierce, whose specialty is information
technology, has worked with the federal Bureau of Alcohol, Tobacco
and Firearms to analyze sources of guns used in crimes. Radelet,
a nationally noted expert on the death penalty, previously chaired
the sociology department at the University of Florida, where he
conducted several studies of that states capital punishment
system before moving to Colorado.
Their
joint review of 5,310 first-degree murder convictions during the
10-year span from 1988 to 1997 concluded that defendants were much
more likely to receive a death sentence for first-degree murder
in rural areas of the state than in urban areas. In fact, all other
things being equal, the study showed the odds of a convicted killer
in Cook County receiving a death sentence are 84 percent lower than
for a similar defendant in the states rural counties. Further,
the study revealed that, after factoring in such variables as the
number of victims or the defendants prior convictions, defendants
who kill blacks are nearly 60 percent less likely to face the ultimate
sanction than those who kill whites. While Pierce and Radelet did
find that white offenders were twice as likely to receive death
sentences as blacks on a percentage basis, that distinction vanished
once researchers factored in the victims race.
This
pattern of findings raises important concerns about how the death
sentence is imposed in Illinois, they wrote.
Other
states face these concerns, too. Last month, Maryland Gov. Parris
Glendening, a Democrat, suspended executions in his state, pending
the outcome of a state-funded study expected in September on geographic
and racial factors in Marylands death penalty system.
There
are indications Maryland faces the same nonlegal disparities uncovered
in the Illinois survey. Nine of that states 13 Death Row residents
are black, and all but one received the death sentence for killing
whites. Meanwhile, homicide rates are 10 times higher in Baltimore
than in Baltimore County, yet defendants from Baltimore County comprise
70 percent of Marylands Death Row population. At least part
of the reason for the disparity is that the Baltimore County prosecutor
has sought the death penalty in nearly all eligible cases for the
last two decades.
Ten
states, including Maryland and Illinois, have been undergoing state-sponsored
reviews of their capital punishment systems, according to the Death
Penalty Information Center. Researchers also routinely conduct independent
examinations of state death penalty systems. And in all of the states
where such studies have been conducted, researchers highlighted
geographic and racial dispar-ities. Thus, Pierce says, while the
findings for Illinois are disturbing, they are in-line with the
experiences of other death penalty states, as well as the federal
government. Separate examinations of Floridas and North Carolinas
capital punishment systems, for instance, concluded that defendants
convicted of killing whites are about 3.5 times as likely to receive
a death sentence as those who kill blacks.
Historically,
empirical analyses have shown that the race of the victim seems
to play a role in how capital punishment is meted out. In 1990,
the U.S. General Accounting Office compiled the results of 28 prior
studies on race and the death penalty. It concluded that 82 percent
of those studies found the victims race influenced the decision
to impose the death penalty. The vast majority of the studies conducted
since then have yielded the same results.
Race
of the victim is the lowest common denominator in all of them,
says Richard Dieter, director of the Death Penalty Information Center.
But
in Kentucky, such findings prompted more than handwringing. Researchers
were able to show that blacks accused of killing whites were more
likely be charged with a capital offense by a prosecutor and to
be sentenced to death by a jury compared to any other group of defendants.
As a result, Kentucky enacted a Racial Justice Act,
which allows defendants facing the death penalty to use statistics
to show the decision to impose capital punishment was based on race.
Kentucky
is the only state with such a law.
That
statute is unique because it gives defendants a statutory tool to
make such arguments, though the U.S. Supreme Court has ruled that
defendants must show racial discrimination in their individual cases,
rather than in a death penalty scheme as a whole, in order to gain
relief.
Though
race appears to be such a strong factor in capital cases, the trend
is hard to explain. Cook County Public Defender Rita Fry, a member
of Ryans commission, suggests that arguments at the sentencing
hearing tend to focus a jurys attention on the value of the
victims life compared to the defendants. Most jurors
tend to be white, argues Fry, so they might subconsciously put more
value on the life of white victims.
Such
tendencies are nearly impos-sible to erase from the system, Fry
concludes. The best thing we can do is shine a light on the
problem to let people know that this is a problem that needs to
be fixed.
Radelet
agrees. If states find a way to eliminate race from death penalty
decisions, he says, it would be the only aspect of our society
where discrimination is not present.
And
regional disparities, like the effects of race, showed up in studies
of the federal system and other state systems.
For
example, Virginia defendants are twice as likely to face death for
first-degree murder in rural areas than in urban areas, according
to one study released in December. A separate evaluation of Nebraskas
system, the most comprehensive of any states to date, found
that both regionalism and the race of the victim appear to have
influenced sentencing. But the urban-rural contrast overshadowed
the racial factor in Nebraska.
Regional
disparities also are prevalent in the federal system, according
to a recent U.S. Department of Justice review. That study found
that a small number of U.S. attorneys are responsible for 40 percent
of death penalty prosecutions, while a fifth of the nations
federal prosecutors never seek capital punishment. Further, a New
York Times survey, conducted in 2000, found that more than half
of the cases in which the death penalty is sought come from southern
states.
Radelet
attributes Illinois regional disparities to political pressures.
Prosecutors face different pressures in different parts of
the state, he believes. Each time a prosecutor goes
for the death penalty, hes deciding to spend millions of dollars.
He has to make a priority decision to try to reflect the wishes
of his community.
Fry
also suggests that when murders occur in smaller communities, the
residents take all of that very seriously. Theyll vote
for the death penalty without hesitation. Another possibility,
she suggests, is that prosecutors, who are elected officials, dont
want to appear weak and will seek the death penalty in smaller counties
where murders are rare. Prosecutors from larger counties see a lot
more murder cases, she adds, so they might not feel as compelled
to seek the death penalty for each one.
Lake
County States Attorney Michael Waller, who also served on
the panel, acknowledges that murderers might be dealt with more
harshly in rural areas, but he believes that tendency isnt
necessarily a significant problem for the implementation of a death
penalty system.
Yet
Radelet insists that the results of his study are very strong
for both disparities, reiterating that defendants in rural areas
are 84 percent more likely to receive a death sentence than defendants
in Cook County. The odds are 60 percent higher for defendants convicted
of killing whites. If you told me the Chicago Cubs were 60
percent less likely to win
Id say thats a good
bet.
It
may also be a good bet that Illinois problem runs much deeper.
Radelet and Pierce stress that their study only addressed decisions
that were made during a narrow window of the capital punishment
process. It encompassed only cases where convictions for first-degree
murder were handed down, and the resulting sentence. The study did
not include decisions made by prosecutors and police leading up
to trial or the jurys verdict at the guilt-or-innocence phase.
Pierce
also notes that the study did not examine several other extra-judicial
factors that could have an impact on sentencing, including the social
class of the defendant, whether he or she was perceived as an outsider,
where the trial was held, what the political climate was at the
time and the makeup of the sentencing jury.
In
fact, much of that information is hard to quantify. Some of it,
such as the racial makeup of the jury, isnt even recorded
by the judicial system because such factors arent legally
relevant.
Because
of those restrictions and others, Pierce and Radelet argue that
their conclusions are conservative.
Nevertheless,
in an attempt to address the problems that were highlighted in the
statistical analysis, Ryans death penalty commission recommended
that the Illinois Supreme Court conduct proportionality reviews
to ensure that defendants from different parts of the state receive
the same treatment for similar crimes. Such reviews would be difficult
to conduct without better data collection from the hodge-podge of
agencies that currently keep records on murder cases, suspects and
victims, the commission warned. Waller, the Lake County prosecutor,
argues that the governor and not the courts should
review the records for proportionality. The governor has broad powers
and better resources for that kind of examination, he says.
In
any event, Ryans panel was adamant that the findings from
the researchers do need to be addressed in some manner. While
perfect uniformity in sentencing may not be possible, the
members wrote, substantial progress toward a more uniform
approach to the application of the states most serious penalty
available should be a high priority if the state is to retain capital
punishment.
On
the Web
www.idoc.state.il.us/ccp/ccp/reports/commission_reports
Daniel
C. Vock is a Statehouse reporter for the
Chicago Daily Law Bulletin.
Illinois
Issues,June 2002
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